Research Policy and Compliance / Export Compliance / Recordkeeping
Export Compliance Recordkeeping
Federal regulations require that Caltech maintain records of its international shipments. International shipments include exports and imports where Caltech is named as the shipper of record or importer of record. Caltech employees effectuating a shipment on behalf of Caltech will need to maintain copies of their export/import documentation related to international shipments. For more information about what type of documents are required to be stored, please see: Export Compliance Recordkeeping Retention Requirements and Guidelines.
U.S. Department of Commerce, Bureau of Industry and Security
U.S. Department of State, International Traffic in Arms Regulations